Description

This course focuses on Fintech’s operational resilience, data protection, and cybersecurity risk management strategy. The course formulates a Risk-Based Compliance Monitoring Programme (RBCMP) for Fintech operations and offers guidance on the control structures required to manage and scale Fintech’s compliance and risk infrastructure. Overall, this course provides the operational and strategic insight to enable compliance professionals to balance the innovative potential and the compliance risks of a contemporary Fintech service provider.

Assessment

40%: Blend of competency based MCQs & scenario analysis

60%: Final Examination

 

OUTCOMES

On the successful completion of this course learners will be able to:

1. Evaluate the additional operational risks and supervisory requirements of Fintech’s entirely digital business models.

2. Evaluate the data protection and cyber security risks associated with data driven Fintech products and services.

3. Formulate a Risk-Based Compliance Monitoring Programme (RBCMP) for a range of contemporary Fintech service providers.

4. Contextualise the challenges of scaling the compliance framework in a technologically innovative Fintech environment.