Description

This course examines the current and future application of innovative technological solutions to mitigate the compliance risk and manage the regulatory requirements of Fintech’s. In the context of the EU’s Digital Finance strategy, the course explores the emergence of innovative solutions for core compliance functions. The course specifically focuses on the adoption of digital identities, and the potential for evolving technological solutions to enhance the customer risk assessment, onboarding, and transaction monitoring throughout the AML cycle.

Assessment

40%: Blend of competency based MCQs & scenario analysis

60%: Final Examination

 

OUTCOMES

On the successful completion of this course learners will be able to:

1. Contextualise the inter-related components of the evolving EU Digital Finance strategy in the context of regulatory compliance and supervision.

2. Evaluate the compliance and regulatory implications of the application of digital identity solutions in an increasingly digitised Fintech environment.

3. Assess the potential of innovative solutions to enhance the KYC framework and customer onboarding.

4. Analyse the potential of innovative transactional monitoring solutions to address AML-related compliance and regulatory risks.